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      Scottsdale Investment Adviser Compliance Symposium in Phoenix


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      June 4, 2019

      Tuesday   7:00 AM - 4:30 PM (daily until June 6, 2019)

      5200 East Camelback Road
      Phoenix, Arizona 85018

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      EVENT DETAILS
      Scottsdale Investment Adviser Compliance Symposium

      NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. Instructors will detail certain Advisers Act’s key sections, Form ADV and performance and advertising, and will share insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, soft skills most useful in the compliance profession, and SEC examination and enforcement trends.

      Cost: Payment required -

      Categories: Education | Business & Networking | Organizations & Meetups

      This event repeats daily until June 6, 2019:

      Event details may change at any time, always check with the event organizer when planning to attend this event or purchase tickets.